Overture: Breath, Form, and the Country Between
Begin with the unbidden. Before the agenda is circulated, before the strategy deck is rehearsed, before the consultant unrolls the map of the future across the lacquered table, something is already organising itself—in the corridor and the smoking-doorway, in the cup-of-coffee aside, in the alliance struck in the lift, in the joke that crosses the room faster than any memo. This self-patterning surplus, authored by no one and arrestable by none, is the common scandal around which the two thinkers of this essay build their work. Each saw the surplus. Each refused to pretend that better planning could abolish it. And at the precise point of their agreement they parted with a violence that the polite literature of facilitation, forever smoothing its protagonists into a single ‘field,’ has declined to register.
Harrison Owen, originator of Open Space Technology, and Patricia Shaw, who reframed organisational change as the changing of conversations, 1 are routinely shelved together under the soft heading ‘complexity approaches to change.’ The shelving flatters a convergence and suppresses a quarrel. This essay reopens the quarrel by descending beneath it—to the two traditions that formed the antagonists, to the metaphysics each carries in its luggage, and to a third tradition, older than both, that lights the whole field from beneath like the moon over Theseus’s wood.
Owen was an Episcopal priest before he was a consultant, and his Open Space is, at root, a pneumatology—a doctrine of the Spirit. His four organising ideas include ‘the rhythm of the breath,’ and that breath is the breath the Hebrews called ruach and the Greeks pneuma: wind, breath, spirit, the animating exhalation that, in the Fourth Gospel, blows where it wills. Shaw, by contrast, is best read through Gestalt—the science of form, of the figure that rises from a ground, of the whole that is other than the sum of its parts, of the meaning made at the contact boundary in the living here-and-now. Owen tends the breath; Shaw tends the form’s emergence. Pneuma and morphē. Spirit and Gestalt. And the Chinese tradition, as we shall see, had already wed them, in the breath (氣) that fills the form (形).
Both, it will emerge, are describing a place—a liminal country in which the ordinary order is suspended and transformation occurs. That country has been mapped before, by poets and by mystics, in every tradition that matters. It is the moonlit wood outside Athens into which Shakespeare’s lovers stray and from which they return transfigured; it is Spenser’s Faerieland, the ‘darke conceit’ in which virtue is fashioned by ensample and not by rule; it is Tao Yuanming’s Peach Blossom Spring, the hidden commonwealth found by accident and never found again; it is the Persian Na-Koja-Abad, the ‘land of No-where’ of the visionary recitals; it is the Celtic ‘thin place’ where the membrane between the worlds wears through. 2 The wager of this essay is that this fairy country—East and West—is the same topology as Owen’s Open Space and Shaw’s living present, and that the immortal-and-fairy lore of the human imagination is our oldest and least-credited theory of self-organisation: the discipline, before there was any science of it, of giving to airy nothing a local habitation and a name.
Yet ‘self-organisation’ is exactly the word over which the quarrel must be fought, because it is the word that conceals the most. Between the readings of Owen and of Shaw this essay therefore drives a third argument, against self-organisation as metaphysics—the quiet, devotional slide by which a precise and conditioned physical phenomenon is enlarged into a cosmology and then baptised as a Spirit, with the boundary conditions, the energy gradients, and the sponsors who maintain them spirited tactfully out of view. The direct challenge is pressed throughout—not an unanswerable question but a demand: of any apparatus that promises to liberate emergence, ask what it harnesses, and to whose ends. 3 The most elegant concealment of a harness ever devised is to call the harnessed thing ‘emergent.’
The argument moves in five movements. First, Owen—his genealogy, his pneumatology, and the metaphysics of self-organisation on which his confidence rests, here put to its sharpest test (II–IV). Second, Shaw—her counter-move, her Gestalt substrate, and the processual philosophy of Mead, Elias and Hegel that arms it (V–VII). Third, the direct confrontation and a detailed, hour-by-hour comparison of the two practices (VIII–IX). Fourth, the great mythopoetic and metaphysical layer, where the fairy realms of East and West, read through liminality, the imaginal, and the metaxu, are set against the two practices (X). Fifth, a closing demystification and a coda on what neither could finally hold (XI–XIII). The reader who wants only a method will be disappointed; the subject of this essay is precisely the seduction, and the danger, of wanting one.
The Priest in the Marketplace: Owen’s Genealogy and the Architecture of the Circle
Harrison Hollingsworth Owen (1935–2024) arrived at organisational consulting not from the business school but from the altar and the archive of the sacred. 4 Williams College; the Virginia Theological Seminary; ordination to the Episcopal priesthood in 1961; a chaplaincy, and then a master’s in Biblical Studies at Vanderbilt: the formation was liturgical and exegetical long before it was managerial. 5 This is the buried foundation of everything Open Space would become, for the man who taught a generation of facilitators to do nothing had first been trained in the most exacting somethings of all—to hold a congregation before a mystery, to open and to close a rite, to trust that the meaning of an assembly is not manufactured by its officiant but released through a form the officiant merely tends.
The decisive interval came in West Africa, where as a Peace Corps director in Liberia Owen lived among village societies organised not by org-chart but by myth, ritual, and the geometry of the gathered circle. 6 He came to read the modern organisation as a mythic community labouring under the misapprehension that it was a machine—a body of ruach pretending to be a clock. The intuition hardened into a book. In Spirit: Transformation and Development in Organizations (1987) the central conviction was fixed, and its very first chapter was entitled, with no embarrassment whatever, “Mythos.” 7
Three theses follow, and all three are sacerdotal. Organisations are carried by Spirit. They pass through transformation as through a rite of passage. And the work of transformation is the work of grief. Owen insisted this last was no analogy but the reality of the thing: to let an old form die is to mourn it, and an organisation that cannot grieve cannot change. 8 The genius of Open Space—the empty circle, the announced theme, the marketplace and the bulletin board, the Four Principles and the Law of Two Feet, the host who opens the space and then, as far as he can bear to, disappears 9—is a sacramental theory of facilitation worked out in full: the form does the work; the host tends the form; the Spirit, and not the host, is the agent.
Owen later distilled the apparatus into four ‘organising ideas,’ the elements he claimed to find in every productive human gathering across every culture he had observed: the geometry of the circle, the rhythm of the breath, the marketplace, and the bulletin board. 10 Three of these are spatial and social—any sociologist of meetings could describe them. The second is something else entirely. The rhythm of the breath is pneumatological, and to read it as such is to unlock the whole. It is to that breath we now turn, before the metaphysics built upon it can be weighed.
Pneumatology: Ruach, Pneuma, Qi, and the Rhythm of the Breath
Pneumatology is the branch of Christian systematic theology concerned with the Holy Spirit—the third person of the Trinity, named from the Greek pneuma, ‘breath, wind, spirit.’ 11 The doctrine rests on a single untranslatable pun that runs from the first page of Genesis to the upper room at Pentecost.
§The untranslatable pun
The Hebrew ruach and the Greek pneuma each mean, indivisibly, breath and wind and spirit; the Septuagint renders the one by the other. 12 It is the ruach of God that broods over the face of the waters in Genesis, hovering above the formless deep before there is any form at all—“the earth was without form, and void”—and it is the same breath that, in the second chapter, is breathed into the nostrils of the clay so that the figure of dust becomes a living soul. To speak of Spirit in this tradition is always, etymologically, to speak of breath—and of breath as the principle that animates dead form into life. Ezekiel is set down in a valley of dry bones and told to prophesy to the ruach; the breath enters the slain, and they live, and stand upon their feet, an exceeding great army. 13 Form without breath is a valley of bones. Breath is what stands the bones up.
Owen, the priest, knew this in his marrow, and it surfaces at the very centre of his method. When he names the rhythm of the breath as one of the four universal motifs of human gathering, he is not reaching for a wellness metaphor. He is naming the pneuma. And when he counsels, again and again, that the facilitator should open the space and trust that Spirit will show up, he is reciting in management prose the oldest pneumatological conviction of all: that the Spirit is sovereign, unbidden, and not to be commanded.
§The wind that blows where it wills
The locus classicus is the night dialogue with Nicodemus, the learned man who comes in the dark wanting the mechanism of rebirth and is given, instead, the wind:
The wind bloweth where it listeth, and thou hearest the sound thereof, but canst not tell whence it cometh, and whither it goeth: so is every one that is born of the Spirit.
Here is the entire theology of self-organisation, eighteen centuries before Prigogine, and stated with a precision the management literature never improved upon. 14 The pneuma blows where it wills; you hear its sound; you cannot command its coming or its going; you may attend only to its effects. The Greek word is pneuma in both halves of the verse—‘the wind’ and ‘the Spirit’ are one word—and the teacher is punning on it against the literalism of the man who wants a method. Owen’s Four Principles are the management liturgy of exactly this surrender. Whoever comes is the right people; whatever happens is the only thing that could have; whenever it starts is the right time; when it’s over, it’s over. 15 These are not crowd-management slogans. They are renunciations of the will to determine the outcome—acts of pneumatological faith that the breath, left unobstructed, will do its own work and arrive at its own hour.
§Pentecost as the first Open Space
And the founding scene of the doctrine, the descent at Pentecost, is set down in the Acts of the Apostles in terms Owen might have drafted himself: a leaderless room, a company waiting without an agenda, and then—
And suddenly there came a sound from heaven as of a rushing mighty wind, and it filled all the house where they were sitting… and they were all filled with the Holy Ghost.
The wind fills the house—the bounded room, the container—and the assembly is suddenly, ecstatically able to understand one another across every barrier of tongue. 16 Pentecost is the first Open Space: a circle with no head, a descending breath, an emergent communion that no one engineered and no one chaired. Owen’s whole career is an attempt to build a room into which that wind might be persuaded to blow again on a Tuesday, for a client, on a budget. The audacity of the project is also its pathos.
§The opening of space as epiclesis
In the Christian liturgy, the moment at which the priest calls down the Spirit upon the assembly and the gifts is the epiclesis—the invocation, the calling-upon. 17 Owen’s opening of an Open Space is structurally an epiclesis stripped of its creed. The host walks the empty centre of the circle, states the theme, speaks the principles and the one law, and then—this is the priestly gesture, the hardest and most disciplined of all—withdraws, holding the space open for a descent he can invite but never compel. The thick book of proceedings carried out at the end is the relic of the visitation, the tangible token that Spirit was in the room. Even Owen’s diagnosis of organisational malaise is pneumatological: the apathy and exhaustion he calls ‘soul pollution’ 18 is, in the older grammar, a grieving or a quenching of the Spirit, and the cure is its release. His last word, repeated to the very end of his life—that love is the generating force of all real work—is simply the first of the fruits of the Spirit named by Paul to the Galatians. 19 Owen never left the priesthood. He changed the name of the congregation, took the cross down from the wall, and called the cleared wall ‘open space.’
§The Eastern cognate: qi, and the breath that fills the form
The breath-spirit is the property of no single tradition; it is one of the very few genuinely universal intuitions of the species. The Sanskrit prāṇa names it, and the Arabic rūḥ; and in China it is 氣 (qi), the vital breath whose ideograph shows vapour rising over rice—steam, wind, the invisible made briefly visible. The Huainanzi sets out the relation with a precision that will govern the rest of this essay: the bodily form (形, xing) is the residence of life; qi fills that life; and shen (神, spirit) governs it. 20 Here, in the second century before the common era, the two poles of our argument are already named and married. There is form (xing—Gestalt), and there is breath (qi—pneuma), and life is precisely the breath filling and animating the form. Owen attends to the qi; Shaw, as we shall see, attends to the xing, the form forever taking shape in the field. The Chinese tradition had already refused to let us choose between them—a refusal to which this essay returns at its end, because it is the secret reconciliation of its two antagonists.
The Metaphysics of Self-Organisation—and Its Critique
Owen did not regard Open Space as a clever meeting format. He regarded it as a local instance of a cosmic fact. This is the hinge on which everything turns, and the place where this essay must press hardest, for it is here that a genuine insight curdles into an ideology.
§The cosmic claim
The conviction reaches its most uncompromising form in Wave Rider, which proceeds from the flat premise that there is no such thing as a non-self-organising system—only systems whose participants are deluded enough to imagine that they did the organising. 21 Open Space, on this account, works not because Owen invented something but because he stopped obstructing something. Self-organisation is not a technique he deploys; it is the deep grain of the universe, and his circle merely planes with the grain rather than against it. The claim is exhilarating. It is also, exactly as stated, unfalsifiable—which is the first warning that we have crossed from science into metaphysics, from a description that could be wrong into a faith that cannot be.
§The science he borrowed
For warrant, Owen reached—as a whole generation of consultants reached—to the popular literature of chaos and complexity: Prigogine’s dissipative structures, Kauffman’s ‘order for free,’ the ‘edge of chaos’ transmitted through Waldrop and Gleick, and above all Margaret Wheatley’s influential translation of the new science into a vocabulary of organisational hope. 22 From this he distilled the governing figure: at the moving edge between rigid order and dissolving chaos, and only there, a system becomes spontaneously creative, throwing up new and coherent pattern with no blueprint and no commander.
The figure is not wrong. As physics it is largely right—and that is exactly the problem, because of what the translation drops on the way from the laboratory to the conference suite. A dissipative structure—Bénard’s convection cells, the Belousov–Zhabotinsky reaction, the candle flame—does indeed organise itself. But it does so only, and precisely, because it is held far from equilibrium by a continuous throughput of energy across a maintained gradient. 23 Stop heating the pan and the gorgeous hexagonal cells slump into undifferentiated soup. The order is real; it is also conditioned—conditioned by a boundary, a vessel, and an external supply of energy that the structure does not provide and over which it has no say. The self-organising flame did not light itself, does not own the wax, and cannot vote on the draught.
§The equivocation: from physics to ontology to theology
Here is the category-slide on which the whole metaphysics rests, performed so smoothly that its performers rarely notice it. Self-organisation—a description of how certain physical systems behave under certain maintained conditions—is enlarged into self-organisation as a universal ontology, the way reality as such proceeds; and then, in Owen, enlarged once more into self-organisation as a theology, the immanent working of Spirit. Each enlargement quietly drops the conditions that made the first claim true. The flame’s gradient becomes the cosmos’s grain becomes the breath of God, and at every step the awkward question—who maintains the gradient?—is allowed to evaporate.
This is not pedantry; it is the entire political content of the idea, hiding inside a thermostat. For in the organisational ‘system,’ the maintained gradient is no Bunsen burner. It is the sponsor who commissioned the event, the budget that bounded it, the theme inked at the top of the wall, the selection of who was invited into the room and who was not, and the unspoken certainty that nothing decided in the circle will be allowed to wound the people who paid for the chairs. To say ‘the group self-organised’ while leaving all of that unsaid is to do, in the very language of liberation, the work of concealment. The self in ‘self-organising’ is the most overworked syllable in the genre: it labours, ceaselessly, to make a conditioned, sponsored, bounded process look spontaneous, innocent, and its own sole author.
§The theodicy of the actual
Consider, in this harsher light, the most beautiful of the Four Principles: whatever happens is the only thing that could have. As pastoral counsel against regret, it is wise and kind. As metaphysics, it is a theodicy—a justification of whatever came to pass as not merely actual but necessary, and therefore, in the warm light of the principle, somehow right. It performs upon the organisational day the oldest consoling trick of theodicy: it converts contingency into providence. What occurred had to occur; the breath blew as it willed; murmur not against it. But a great deal of what ‘happens’ in a room happens because of who was handed the microphone and who was kept from it, whose theme was written on the wall and whose was never proposed, which fears were soothed and which interests quietly served. To bless all of it, indiscriminately, as ‘the only thing that could have’ happened is to sprinkle holy water over the existing distribution of power and call the result emergence. It is the naturalistic fallacy in liturgical vestments—the leap from is to ought, by way of Spirit.
§The political shadow: cosmos, taxis, and the market
That the metaphysics of self-organisation has a politics is no speculation; the politics has a distinguished and explicit pedigree. Friedrich Hayek built an entire social philosophy on the very distinction Owen sacralises, opposing taxis—made, designed, commanded order—to cosmos, the grown, spontaneous order that is, in his famous phrase, “the result of human action but not of human design.” 24 The market, for Hayek, is the supreme cosmos, a self-organising processor of information wiser than any planner, and the moral that follows is unambiguous: the planner’s hand is hubris; stand back; do not design; let the order emerge. Strip the theology from Owen, and the political form that remains is unmistakably this—an anti-planning, anti-collective-agency faith in emergence, the conviction that the best thing the one with power can do is to profess, gracefully, to do nothing. Owen’s host ‘holding the space’ and doing nothing within it is, whether he knows it or not, the very image of the Hayekian sovereign who governs best by appearing to abstain—while the gradient he maintains goes unmentioned, and therefore unchallenged.
§The legitimation function: the new spirit of capitalism
The point can be sharpened sociologically. Luc Boltanski and Ève Chiapello have shown how, from the 1960s on, capitalism met the ‘artistic critique’ that accused it of bureaucratic deadness, hierarchy, and inauthenticity—not by resisting that critique but by absorbing it, refounding itself on a new ‘connexionist’ or projective spirit of networks, autonomy, creativity, flatness, authenticity, and perpetual self-organising flexibility. 25 Read against that history, the whole-system, de-hierarchised, self-managed, passion-driven circle is not the antithesis of contemporary managerial power but one of its purest liturgies. Open Space offers the employee the felt experience of autonomy, voice, and spontaneous community for a day—genuine experiences, be it said—while the structural facts that produced the day’s discontents are exactly what the form has no language to name. The frame is sacrosanct; only the contents may move. It is a technology exquisitely fitted to a capitalism that has learned to extract more from autonomy than it ever extracted from obedience. The breath is invited; the gradient is kept; the worker leaves refreshed; the relations of production are untouched, and, if anything, re-legitimated by their brush with communion. 26
§The demystificatory clincher
None of this shows that self-organisation is unreal, or that Open Space does not work, or that Owen was insincere. The surplus is real; the relief in the room is real; the breath, in its way, does blow. What the critique shows is that ‘self-organisation as metaphysics’ functions, in the Downham sense, as a consolation and an alibi—a consolation, because it relieves the unbearable anxiety of contingency and power by promising that order is immanent, benign, and self-arising; an alibi, because it launders the will of the sponsor, the owner, and the consultant into the innocence of nature. To call the harnessed thing ‘emergent’ is the most elegant concealment of the harness ever devised. And it is here, against precisely this metaphysics, that Patricia Shaw lifts her objection—not from outside complexity, but from within it, with a discipline about the word ‘self-organisation’ that Owen never imposed upon himself. To her counter-move we now turn.
Shaw’s Counter-Move: The Consultant Who Will Not Stand Outside
Patricia Shaw came to the same scandal—the self-patterning surplus that no plan commands—and drew from it the opposite practice. Where Owen builds a vessel into which the breath may descend, Shaw refuses to build a vessel at all; where Owen opens a bounded space and steps to its edge, Shaw denies that there is an edge, or an outside, on which a consultant might stand. Her work belongs to the school of complex responsive processes of relating developed at the University of Hertfordshire with Ralph Stacey and Douglas Griffin, 27 and its first gesture is a refusal of the very posture Owen perfects: the posture of the one who arranges the conditions of emergence from a point of safety beyond them.
§From physics to the living present: Shaw’s genealogy
If Owen came to consulting from the altar, Shaw came to it from the laboratory—and the difference is the key to her discipline. She read physics at Imperial College, London, in the early 1970s, and worked first as a strategic modeller and head of manpower planning at British Gas, then passed through the Roffey Park institute and her own consultancy before the Hertfordshire doctorate. 28 The biography inverts Owen’s precisely. Owen, the priest, borrowed the new physics of self-organisation and, awed, raised it into a theology. Shaw, the physicist, knew dissipative structures and non-linear dynamics from the inside—knew, that is, their boundary conditions and their limits—and so could not be dazzled into mistaking a mathematical analogy for the breath of God. Her refusal to treat complexity as ontology is not the refusal of one who fears the science but of one who respects it too much to let it be mythologised. Where Owen heard, at the edge of chaos, a rushing mighty wind, Shaw heard a precise and conditioned model with no licence to leave the page.
She tells, with relish, of being ‘accused, with curiosity, of not being a proper consultant.’ 29 She does not defend herself against the charge; she embraces it, because the impropriety is the method. The proper consultant arrives with a diagnosis, a model, a two-by-two grid, and a change programme to be formulated and then implemented—the future got to first and imposed upon a present treated as raw material. 30 Shaw reframes the governing question of the whole field, and the reframing is the hinge of her thought. The question is not How do we change organisations?—which already imagines the organisation as an object before us, to be moved from state A to a designed state B—but
How do we participate in the way things change over time?
The shift is from the engineer outside the system to the participant inside the flow, and it is total. There is no longer any ‘we’ who stand apart from ‘the organisation’ and act upon it; there is only the endless, ramifying conversation of which we are already a part, and in which the next gesture—ours included—will provoke a response that no one can predict and no one can own. Change is not produced; it is participated in. The consultant does not move the organisation. The consultant says the next thing, and listens for what comes back.
§What she does not do: an inventory of refusals
Shaw opens her book with a catalogue of refusals, and the catalogue is the most concrete field-guide to her practice she ever wrote. She does not write formal proposals for the work. She does not prepare detailed designs for meetings, conferences or workshops. She does not set out aims and objectives in advance. She does not clarify roles or agree ground rules at the start. She does not hold back her own views and opinions. She does not build clear action plans at the end. She does not ‘capture’ outcomes, does not solicit behavioural ‘feedback’ or contracting, does not ‘manage’ the process. 31 Every one of these omissions is the exact negative of a move that Owen, or the conventional facilitator, regards as indispensable; together they compose a practice defined less by what it installs than by what it pointedly declines to install.
She gives the negatives flesh in a sequence of worked encounters worth recounting in detail, because the detail is the teaching. Asked at short notice to ‘facilitate’ a central marketing group, she is walked through a slide-deck two consultants have already built: ten numbered exercises—expectations logged on a flip chart; ‘unspoken agendas’ surfaced (as an agenda item); partner needs listed and ranked; initiatives brainstormed and then sorted into a two-by-two matrix of business impact against ease of implementation; performance measures fixed; ‘rules of engagement’ agreed at the close. 32 Listening to a rising dissonance, she says plainly that she does not work this way at all and is not sure what they want her for. Then she does the small, exposed, characteristic thing: she turns to the team leader and asks whether he might simply open by telling the group how things stand and what is on his mind, and ‘see how others responded and take things from there.’ The word just—‘couldn’t we just see’—hangs in the air, and she notes its danger, the false suggestion that there is nothing to understand in ‘taking things from there.’ Her whole book is the recovery of everything that is hard, skilled, and unsafe in that apparently naive proposal.
A second encounter is sharper for our purposes, because its facilitator is, almost word for word, an Open Space host. At an international think-tank’s opening evening he announces that his role is ‘to help what was trying to happen to happen and then get out of the way.’ 33 It is Owen’s creed exactly. But what follows, in Shaw’s telling, is a machinery of enabling that disables: comment terminals on which one types remarks that scroll, unattributed and disconnected, across a screen; voting machines that throw up bar charts no one can interpret; four corners of the room labelled with the project’s topics and papered with the participants’ own pre-submitted sentences—cut from their authors and their questions, two of Shaw’s consecutive remarks pasted in different corners; a grid at each corner to be filled in and ‘reported back.’ A full hour passes before anyone is invited simply to speak to anyone else. The apparatus of self-organisation, she observes, was doing the very opposite of what it promised; and the relief, when it came, came at dinner, where the high disorderly noise of many overlapping conversations did at last the work of connection no terminal had managed. The moral is not against technology but against the whole posture of pre-designing the form of a conversation in the conviction that, without the design, no useful structure could arise. 34
The third encounter is her positive case, and it turns on risk. In the top-floor office of a European Business Centre’s managing director the brief is routine—repeat last year’s successful eighty-manager strategic event—and she might once have accepted it. Instead she asks who else he is talking with, what sense others are making, how sure he really is that another large meeting is the answer; and as they talk the clarity of their roles dissolves and they find themselves, unsettlingly, ‘very much in the midst of things.’ Polished phrases give way to unrehearsed ones; they surprise themselves; neither pushes for closure, and time slows. She records the bodily fact of it with a precision worth quoting: the quality of risk and anticipation alerts my senses—she can recall the taste of the coffee, the light at the window, the chemical scent of the carpet. 35 The two hours yield no plan, only the decision to keep the odd conversation going with a wider, as-yet-unknown group; and when that group meets and circles gloomily around the impossibility of justifying a big meeting, Shaw cuts beneath the gloom with a serious joke—design the event, then, as a ‘prolonged coffee break,’ since the coffee breaks were always the only part that worked. The proposal is her whole theory in one image: stop trying to engineer the plenary, and build instead for the self-organising talk the plenary was only ever interrupting.
§The refusal of the map
From this follows Shaw’s most conspicuous heresy of form. She will not draw the map. She eschews ‘two-by-two matrices, idealised schemas and simplified typologies,’ and the tidy bullet-point ‘capture’ of a living conversation, as so many abstractions that kill the thing they claim to grasp—freezing the moving water of relating into a diagram one can carry out of the room and mistake for the river. 36 Her own books are written instead as detailed, first-person, reflective narratives: she sets down what was actually said, by whom, with what hesitation and what surprise, in this meeting, on this afternoon, and reflects on it from within, declining the god’s-eye view on principle. The method is the refusal of method-as-overview. Her watchword—
we are all local now
The Gestalt Substrate: Figure, Ground, and the Form That Emerges
If Owen’s deep grammar is pneumatology, Shaw’s is Gestalt—and reading her through it is the counterpart to reading Owen through the breath. The word is German for ‘form, shape, configuration,’ and it names both a psychology born in Berlin and a therapy that grew from it; both are in Shaw’s bloodstream, and both quarrel, at the root, with the idea of a whole that can be assembled from without.
§The whole that is other than its parts
Gestalt psychology was founded in the early twentieth century by Wertheimer, Köhler and Koffka on a single perceptual scandal: we do not see dots, we see patterns; the mind organises a field into a coherent form prior to and beneath all reasoning. 37 Their axiom is precise, and the precision matters for everything that follows: the whole is not greater than the sum of its parts but other than it—Köhler’s deliberate sharpening of the looser formula. 38 A melody transposed into a new key keeps not one of its original notes and remains unmistakably the same melody; the form is real, but it is not a thing among the parts, not an additional item to be located and totted up. Here, already, is Shaw’s objection to Owen in embryo. The ‘whole system,’ for the Gestaltist, is never a sum to be gathered into a room. It is a configuration continually emerging in perception and relation—present, but never as an object, never as a totality one could stand outside and assemble.
§Figure and ground, and the law of good form
The signature of Gestalt is the dynamic of figure and ground. From an undifferentiated field a figure rises into salience while the rest recedes to become the ground against which it stands; shift attention, and a new figure crystallises while the old dissolves back. The field tends, by the law of Prägnanz, to organise itself into the simplest, most stable, most coherent ‘good form’ the conditions permit. 39 This is Shaw’s model of meaning itself. In a conversation, sense is not transmitted from a sender who possessed it entire; it emerges as a figure from the ground of everything unspoken and assumed, and it is forever liable to re-form as the talk moves. Meaning is a figure in a living field, not a payload in a pipe—which is exactly why it cannot be ‘captured’ in a bullet point without being killed.
§Lewin: the field, and the orthodoxy Shaw rejects
Between the Berlin laboratory and the consulting room stands Kurt Lewin, who carried Gestalt into social psychology with the formula that behaviour is a function of the person within a dynamic field of forces, and who fathered action research, the T-group, and organisation development itself. 40 Shaw is Lewin’s heir in her insistence on the field; but she is his sharp critic too, and the irony is exact. For it is Lewin who bequeathed to management its most enduring change-orthodoxy—the three steps of unfreeze, change, refreeze, the gap between a present state and a designed future state to be closed by deliberate intervention. 41 That gap-closing, state-to-state engineering is precisely the picture Shaw demolishes. She keeps Lewin’s field and discards Lewin’s freezer. There is no frozen state to thaw and no new state to set; there is only the ceaseless, never-arrested re-forming of the figure in the ground, the perpetual present tense of relating.
§The contact boundary and the paradox of change
From the psychology grew Gestalt therapy—Perls, Hefferline and Goodman—and it is here that Shaw’s practice finds its most intimate source. The self, in this account, is not a thing inside the skin but an event at the contact boundary, the living edge where organism meets environment; awareness lives in the here-and-now of contact, not in the rehearsal of the past or the planning of the future. 42 And from this comes the great Gestalt paradox, formulated by Arnold Beisser as the paradoxical theory of change:
change occurs when one becomes what one is, not when one tries to become what one is not.
The harder you strive toward the designed future state, the more the present digs in; movement comes only through full contact with what actually, presently is. 43 This is the therapeutic root of Shaw’s entire stance against the change programme. The programme strains toward a should; Gestalt dwells in the is; and only from the fully inhabited is does anything actually move. The carrying of these principles—presence, use of self, awareness at the contact boundary—into organisational work was the achievement of the Cleveland Gestalt tradition and of Edwin Nevis, on whose ground Shaw stands even as she presses past it. 44
§Why Shaw is post-Gestalt
For Shaw will not let even the Gestalt ‘whole’ reify. A configuration is a happening, not an entity; to speak of ‘the organisation as a whole’ as though it were a great organism with a single emergent mind is, for her, to commit precisely the error that complexity-management commits when it speaks of ‘the self-organising system.’ The figure emerges in relating and dissolves in relating; there is no super-organism behind the conversation, exercising its causal will upon the talkers. She takes from Gestalt the figure, the ground, the contact boundary and the paradox of change, and she leaves behind any whole that could be hypostatised, surveyed, or—above all—hosted. This is what makes her not a Gestaltist simply but a thinker of process, and it is to the philosophy of process that arms her that we now turn.
Mead, Elias, Hegel: The Analogy Wars
Shaw’s deepest divergence from Owen is not about technique but about the status of the science. Both invoke complexity; but where Owen takes self-organisation as an ontology—the way reality itself proceeds, and therefore a fact to be obeyed—the Hertfordshire school takes it strictly as an analogy, a source of suggestive metaphor that must be cashed out in the human sciences or not credited at all. The discipline is the whole difference, and it is armed by three thinkers.
§Mead: the gesture and the response
George Herbert Mead supplies the elementary particle. Meaning, for Mead, is not in the head of the speaker; it lives in the conjunction of gesture and response within the social act. I make a gesture; your response gives it a meaning that I did not fully command and may not have intended; that meaning reaches back and alters what my gesture was. 45 Mind and self are not prior to this social process but precipitates of it. Here is self-organisation without a self that organises—novelty arising in the interplay of gesturing bodies with no one in charge of the result—and Shaw needs no dissipative-structure metaphysics to ground it, because Mead grounded it, in human terms, a century ago.
§Elias: power as the form of the figuration
Norbert Elias supplies the politics that Owen’s metaphysics mislays. For Elias the human world is a tissue of figurations—shifting webs of interdependent people—and power is not a possession some hold and others lack but a structural property of every such web, a balance of mutual enablement and constraint running through all relating whatever. 46 There is no power-free zone, no innocent circle, no space one could open in which the figuration of power is suspended. This is the precise instrument with which Shaw indicts the Open Space conceit: to declare the circle a place where hierarchy is set aside and all are equal for a day is not to abolish the figuration of power but to drive it underground, where it operates unnamed and therefore unanswerable.
§Hegel: the transformative teleology of the living present
Hegel—by way of Stacey’s reading—supplies the philosophy of time. Against teleologies that pull the present toward a pre-given end (the blueprint to be realised, the optimum to be reached), the school sets a transformative teleology: a movement whose only end is the perpetual construction of the future and the reconstruction of the past in a spacious living present, continuity and potential transformation arising together in the same ongoing now. 47 The future is under perpetual construction in the present and is genuinely unknowable, not merely unknown—which is the final refutation of the consultant who claims to have got there first.
§Analogy, not ontology
So when this school turns to the computer models of complexity—the cellular automata, the agent simulations, the abstract demonstrations that simple local interactions can throw up global pattern with no designer—it takes them as analogies that license a way of thinking, never as the physics of human affairs. Stacey’s formula is exact and pointed: it is the conversational properties of human processes, not the self-organising properties of systems, that generate novelty; and in such processes nothing—no system, no whole, no Spirit—stands above the interaction exercising causal power upon it. 48 This is the disciplined alternative to Owen’s sublime overreach: the same wonder at emergence, stripped of its theology, returned to the conversing bodies that are its only authors, and refusing—on principle—the consolation of a grain in the universe that is secretly on our side.
The Confrontation at the Threshold
Shaw makes the quarrel explicit. In the chapter of Changing Conversations pointedly titled “What’s the Difference?” she turns directly upon the whole-system-in-the-room methods—Open Space and Future Search foremost among them—and lays four charges, each of which lands on a nerve. 49
§Four wounds
First, the container is not innocent. To design a space—to choose the theme, the invitation list, the question, the room—is already a massive intervention in the conversational life of the organisation, and one all the more potent for masquerading as mere ‘holding.’ The facilitator who ‘does nothing within’ has already done the most consequential thing of all by drawing the line around the within. Second, the container is a defence against anxiety. Its clarity, its principles, its benign cheer, its guaranteed good feeling—these soothe the unbearable uncertainty of open-ended relating, and in soothing it they foreclose exactly the unprotected, anxious, real contact in which, on Gestalt principles, anything genuinely new could occur. The container delivers the experience of transformation while insuring against its risk.
Third, the politics is concealed. The host ‘holds’ and ‘hosts,’ declines to join the sense-making, and is—whether avowed or not—in alliance with the sponsors who commissioned and bounded the event; the bracketing of power is itself an exercise of power, and the more invisible for being framed as neutrality. 50 Fourth, and most subtly, the spatial metaphor falsifies the temporal reality. ‘Getting the whole system into the room’ is a spatial figure—a map, a totality, a snapshot—generating the felt imperative to assemble everyone in one place for one managed event. Shaw’s figure is temporal: the unending process of gathering and dispersing, conversation breeding conversation, with no edge at which the whole could ever be assembled because the whole is never simultaneous with itself.
§The paradox underneath
Beneath all four lies a single difference about paradox. The whole-system methods, when difference erupts, move to contain it—to hold it safely within the form until it resolves into good feeling and an action plan. Shaw stays in it, holding that every inclusion is also an exclusion, every identity also a difference, and that the transformation of power relations happens precisely in the immediate, un-contained, unsafe conflict of taking the next step together. Owen contains anxiety so that work may flower; Shaw stays in the anxiety because she believes that is where the only real and unsafe work happens. In the Gestalt terms of the previous movement: Owen drives the field toward closure; Shaw keeps the figure open.
§The contained rite
Anthropology sharpens the wound to a point. The whole-system event is, transparently, a rite of passage in Van Gennep’s sense—separation from the everyday into a marked enclosure, a liminal middle in which ordinary status is suspended, and a re-incorporation, refreshed, into the world resumed. Victor Turner saw exactly what Owen banks on: in the liminal phase there arises communitas, the spontaneous, intense, status-stripped fellow-feeling of those who pass the threshold together. 51 But Turner saw, too, the two facts the facilitation literature forgets. Authorities concerned for the existing order have always sought to control the rite—to license the liminal, fence it, and time its ending—and communitas is, by its nature, ‘a phase, a moment, not a permanent condition,’ forever folding back into the structure it briefly suspended. The contained rite does not overthrow the structure; it renews it. This is the anthropological form of Shaw’s suspicion, and it sets the stage for the close comparison of the two practices, hour by hour, to which we now descend.
Two Practices, Hour by Hour: A Comparative Anatomy
Abstraction has carried us far enough; let us put the two practices side by side and watch them work, hour by hour, on the same imagined morning. The point is not to award a verdict but to show that the divergence is systematic—that a single difference about the container propagates into every minute of the day.
§The first five minutes
In Open Space, the first five minutes are a liturgy, and a well-run one is a thing of real beauty. Chairs stand in a circle—or two or three concentric circles—around an empty centre, on the floor of which lie sheets of paper and a scatter of bold markers. 52 There is no top table. The host walks the empty middle, names the theme that has gathered them, and pronounces the Four Principles and the Law of Two Feet, the one law:
If at any time you find yourself in any situation where you are neither learning nor contributing, use your two feet and go to some more productive place.
Then the host does the hardest thing in the repertoire: falls silent and steps back, leaving the centre empty and the next move to the room. In Shaw’s practice there is no such threshold to cross, because there is no line between an outside and an inside to be ritually passed. There is no circle to convene, no principle to pronounce, no centre to vacate. There is a consultant already in the conversation, indistinguishable in kind from anyone else in it, who says the next ordinary thing—a question, an observation, a small honesty—and waits, exposed, for the response. The Open Space begins with a rite; the Shaw intervention begins with a sentence, and the sentence carries no special protection.
§Setting the space, or refusing to
Owen’s space is meticulously prepared—the room large and cleared, the wall ready to become the marketplace, the time blocks drawn, the breakout corners waiting. The preparation is enormous and almost entirely invisible, and its invisibility is the art: the participants must feel that the day organised itself. Shaw prepares the opposite way. She arranges, at most, for a conversation to happen—‘scheduled, if not pre-designed’ 53—and prepares herself to improvise within it on the actor’s discipline of the offer: whatever is put into the room, however awkward or off-theme, is an offer to be accepted and built upon, ‘yes, and,’ rather than blocked or steered back to plan. The skill is not the design of a container but the readiness to be changed by what is said—to let the figure form where it will, including in the inconvenient places the host of an Open Space would gently shepherd back toward the wall.
§The agenda forms
Now the day’s most famous moment. In Open Space the agenda is built by the people, live, in minutes: anyone moved to do so steps to the centre, takes a sheet, writes an issue, signs it with their name, speaks it aloud, and posts it on the wall—the ‘marketplace’—against a time and a place. 54 In a quarter of an hour a blank wall becomes a dense, self-scheduled programme that no committee designed, and the effect on a room is genuinely electric: here, palpably, is the breath filling the form. Shaw would honour the energy and distrust the artefact. For the wall, with its signed sheets and time slots, is exactly the abstraction she refuses—the living, ambivalent, half-formed murmur of what people actually care about, frozen into a tidy grid of discrete, owned, schedulable ‘topics.’ The marketplace is a magnificent piece of Prägnanz: the field snapped, prematurely for Shaw, into good clear form. What is lost in the snapping is everything that would not fit on a signed sheet.
§The talk itself
In the breakouts, the two would look briefly alike—small clusters of people in unguarded, intense conversation—and the likeness is the source of all the confusion in the literature. But the frames differ at the root. The Open Space breakout is bounded: a named topic, a convener, a slot, a sheet for the notes that will feed the book of proceedings. The Law of Two Feet keeps it honest—the ‘bumblebees’ who drift from group to group cross-pollinating, the ‘butterflies’ who settle into a still, generative idleness from which, Owen swears, much is born. 55 Shaw’s conversation has no bound, no topic in that sense, no slot, and crucially no scribe poised to harvest it into a deliverable; its only fidelity is to the next honest response, and it may turn into something its participants could not have proposed at the start because they did not yet know it was there to be proposed.
§When conflict erupts
Here the divergence is at its sharpest, and it is a divergence of nerve. When real difference flares—when the polite frame cracks and the room goes tense—the Open Space form moves, gently and almost invisibly, to hold it: the Law of Two Feet lets people walk away from what they cannot bear, the principles reassure that whatever is happening is the only thing that could, and the architecture metabolises the heat back into productive, self-selected sessions. Shaw does the unnerving opposite: she stays in it, because for her the un-contained conflict is not a threat to the work but the actual site of it—the one place where the figuration of power might genuinely shift, where the next step is taken together without a net. Owen’s form is built to keep the day from breaking; Shaw is willing to let it break, because she does not believe anything is transformed that was never at risk.
§Power and the sponsors
Through all of this runs the unspoken question of who is paying and what may not be touched. Owen brackets it: the sponsor sets the theme and withdraws, power is left at the door by gracious convention, and the form proceeds as if the circle were innocent. Shaw insists it is never bracketed, only hidden: the sponsor’s framing saturates the event, the consultant’s livelihood aligns her interests with the commission, and the honest course is not to pretend otherwise but to make the figuration of power itself part of what the conversation may, dangerously, address. The one launders power out of the room by ceremony; the other keeps it in the room as the most important thing present.
§Documentation and ending
Even the close divides them. Open Space ends with two relics. The first is the book of proceedings—the notes from every session typed up on the spot and handed to participants before they leave, the tangible token that the Spirit was in the room and left a record. 56 The second is the closing circle, often with a talking-piece passed hand to hand, each voice in turn, the day resolving into shared good form and frequently into ranked action plans: the rite completed, the threshold recrossed, the participants re-incorporated into the world renewed. Shaw distrusts both. The book freezes the river; the harmonious closing performs a resolution the conflicts did not earn; the action plan is the gap-closing orthodoxy creeping back in through the exit. Her conversation does not end so much as pause, with no clean closure, the figure deliberately left open, because the living present has no edge at which to arrive and the work, if it was real, is still unfinished and unsafe. Owen embraces closure; Shaw resists it; and that, in the end, is the difference about everything.
§A field manual, I: how to run an Open Space
Theory is one thing; the user wants the thing itself. Here, then, is how an Open Space is actually run, close enough to the bone that one could try it on Monday. The first and by far the most consequential act happens before anyone arrives: the framing of the question. Owen is emphatic that it must name a real issue—‘real’ meaning widely and passionately recognised—of genuine concern to those who will come, because the question, and nothing else, decides who comes. 57 It is settled with the sponsors, written at the head of the invitation, and left deliberately open (How do we…?), never closed into a foregone conclusion. People self-select on passion, not position. Get the question wrong and no facilitation on earth will save the day; get it right and the day very nearly runs itself.
The room is a space large enough to seat everyone in one circle, or in concentric circles, around an empty centre; it needs long blank walls, several corners or nearby rooms for breakouts, and—this is not incidental—a generous refreshments area, for the coffee table is the natural habitat of the butterfly and the site of half the day’s real work. The materials are humble and exact: a thick stack of A4 or larger sheets and a scatter of bold markers for the centre; flip-chart paper and pens for every breakout; adhesive; a bell or chime; and, on one long wall, a large blank grid—session times running down the side, the named breakout spaces across the top—which will become the marketplace. 58
The opening is the host’s one substantial speech, and after it the host all but vanishes. Walking the empty centre, the host names the theme, then teaches the whole instruction-set of the method, which is almost insultingly short: the principles—whoever comes is the right people; whatever happens is the only thing that could have; whenever it starts is the right time; wherever it happens is the right place; when it’s over, it’s over—and the single law, the Law of Two Feet: if you find yourself neither learning nor contributing, use your feet and go somewhere you will. 59 The host names the two creatures the law breeds—the bumblebees who carry pollen between sessions and the butterflies who rest in the open and let the unplanned gather around them—and explains, briefly, how to convene a session and how to record it.
Then comes the marketplace, the moment a blank wall becomes a programme in a quarter of an hour. The host invites anyone with a topic to step to the centre, take a sheet, write the topic large, say it aloud to the circle, sign it with their own name—the signature is the undertaking to host that conversation—and post it on the grid against a time and a place. ‘Then,’ as one good guide puts it, ‘say “Go!”. This is the nerve-racking bit’: the host must hold the silence and trust that, after the first brave soul, the rest will follow, as they almost always do. 60 Ten or twenty minutes of this fills the wall; near-duplicate topics are merged; people crowd the grid to choose; the bell rings; and the breakouts begin. Each convener takes flip-chart and pens, hosts the conversation, and ensures it is noted; the Law of Two Feet keeps every session honest, since a thinning room is simply real-time feedback that the work has moved elsewhere.
Throughout, the facilitator’s discipline is the via negativa of the priest: do nothing within. Answer logistical questions, keep the breakouts supplied, ring the bell—and otherwise resist, with everything one has, the trained reflex to intervene, to rescue a faltering group, to steer a wandering conversation back on theme. When the ‘benign invader’ rises to propose that everyone now sign a petition or join hands, the host does not refuse but redirects—‘a fine idea; why not post it on the wall, and those who wish will come’—folding even the urge to unify the room back into the method’s own logic of self-selection. Documentation follows: note-sheets are gathered and posted in the marketplace, and, classically, typed on the spot into a book of proceedings placed in every hand before departure—the tangible relic that something happened here. 61 Where action is wanted, the closing converges: sessions are clustered, priorities ranked, working groups formed; and the day ends as it began, in the circle, a talking-piece passing hand to hand, each voice offering a word or a sentence on what the day has been.
Two warnings belong in any honest manual. Open Space curdles, fast and visibly, when the outcomes are in fact predetermined, or when the leadership cannot actually bear to cede control of what the room concludes; the form then becomes a theatre of participation whose hollowness everyone feels and no one can name. And it asks of the host a tolerance for apparent chaos—the first empty minutes, the lull, the session that collapses—that the anxious will not survive. The whole art, in the end, is the art of the invisible design: every element, from the circle with no head to the signed sheet to the wall that fills itself, is engineered so that the participants feel the day was authored by no one but themselves. The potency of the design, as Shaw saw, is exactly proportional to its invisibility. 62
§A field manual, II: how to host a Shaw-style conversational inquiry
Shaw’s practice has no run-of-show, and the absence is the first instruction; but it is not formless, and across her writing she sets out its disciplines plainly enough to follow. Begin small and slow. Value low-key but intensive beginnings; start with a few people glimpsing possibilities and raising troubling questions, and do not rush to form representative groups or large project teams. 63 Stay in the forming. Dare to remain longer in the unformed phase; resist the pull to capture clear formulations early, since early formulations come out cast in the most familiar and limiting terms available. The ill-defined nature of an inquiry, she insists, is its power—its openness is what keeps drawing new and different people in.
Seek legitimacy, not control. Look for evolving sponsorship as the inquiry takes shape, enough to grant it standing and a little resource—time, travel, the permission to invite—but do not get locked into the existing power structures, and keep the purpose itself revisable. 64 Invite along the web. Swell the inquiry not by a mass email—beware ‘the fake efficiency of one generalised invitation’—but by pulling on relationships: invite people who will in turn invite relevant others; engage each personally enough to stir genuine curiosity; explain, over and over, what the inquiry is about and why it matters; and ‘always suspect the boundaries you have set,’ deliberately drawing in the less obvious contributor. 65
Build the right room, and the right rhythm. Refuse the arid default—identical chairs in rows facing a projector in a grey box—for somewhere informal, light, colourful, with air; and remember that ‘speaking in the round’ need not be a single literal circle but may be cabaret tables, cascaded circles, fishbowls, spirals, whatever suits the talk and the number. Attend to rhythm: break often, let people mill, allow time alone, return to the conversation from a fresh point. 66 Trust unrehearsed speech. Ban the prepared presentation and the rehearsed turn; the ‘edginess’ of spontaneous speech is precisely what lets people ‘discover as they speak what they scarcely realized they thought,’ moved by the bodily fact of concrete utterance among others. 67
Then—participate. Here Shaw’s concrete moves are startlingly ordinary, and she lists them herself: join the conversations in corridors, drop in on people in their offices, take many a cup of coffee, telephone people to talk things over. When you join an existing task force or working group, participate rather than facilitate—ask questions, voice opinions, make suggestions, interrupt, show your responses—as a difference among other differences, not as the one who holds the space from outside it. 68 On power, hold the hardest line of all: not a fixed hierarchy, but not an idealised equality either; power relations are not pre-set and will move as turn-taking, persuasiveness and spontaneity shift, and the work is to stay alert to the patterns that hold orthodoxies in place and to the silent dissident in the corner. 69
Above all, use risk. This is the move that most sharply distinguishes her, and the one the user most wants named. Shaw does not set out to make the situation safe; she helps people live, for a while, with a less-safe sense of self, because she believes the transformation of power relations happens only in the immediate, un-contained conflict of taking the next step together, never in its contained rehearsal. She stays in the anxiety the container is built to dispel; and she reports the somatic reward of it without embarrassment—‘the quality of risk and anticipation alerts my senses.’ 70 The corollary in Owen is exact and opposite: the Open Space container exists precisely to remove that risk—to make difference feel un-threatening, to guarantee the day will end in good feeling and a wad of proceedings—so that work may flower in safety. Shaw will trade the safety for the chance of something real; Owen will trade the chance for the safety. Each is a wager, and each knows it is one.
And use spontaneity, as the improviser does. Shaw frames the whole craft as ensemble improvisation—managing as jazz, organising as live theatre. The first rule is the actor’s: accept the offer. Whatever is put into the room, however awkward or off-theme, is an offer to be taken up and built upon—‘yes, and’—never blocked, never steered back to a plan; meaning is then co-created in the moment, adapting to what emerges, exactly as a jazz ensemble takes the next phrase from the one just played, with no score. 71 Her gatherings are ‘scheduled, if not pre-designed’; collective storytelling and the dramaturgical do the work that agendas and matrices do in the other tradition. Account for it lightly. At the close—there is rarely a clean one—focus less on action plans than on the energy to act; keep asking the only questions that matter, ‘What is the next conversation that needs to happen? With whom? Where? Who will convene it?’; and keep moving rather than try to capture everything that has occurred. 72
Set the two manuals side by side and the symmetry is total, move for move. Where Shaw refuses to pre-design, Owen pre-designs the container but never the content. Where Shaw stays in the conflict, Owen contains it. Where Shaw refuses the artefact, Owen prizes the book of proceedings. Where Shaw invites along a personal web, Owen invites through a sponsor-framed theme. Where Shaw keeps the inquiry open and unresolved, Owen drives toward action plans and a harmonious close. Where Shaw is a difference among differences inside the talk, Owen is the host at the threshold who does nothing within. The same insurgency against the planner’s fantasy; the opposite settlement of the single question of the container.
§The improviser’s bridge
That both practices are, at bottom, disciplines of improvisation is not a metaphor of this essay’s invention but a documented meeting of the two worlds. Phelim McDermott, founder of the theatre company Improbable, read Owen’s book in the early 2000s and made Open Space a core method of the rehearsal room, and for two decades Improbable has run ‘Devoted & Disgruntled,’ a standing Open Space for the British performing arts. 73 The circle Owen drew in a church-shaped imagination turns out to be, in practice, a theatre game; and the theatre’s first principle is Shaw’s exactly—accept the offer, never block, build on what is given—which is also the jazz ensemble’s only rule: listen, and take the next note from the one just sounded. Owen staged improvisation as a rite, with a frame, a held space, and a bell; Shaw struck the set and took the improvisation into the corridor and the coffee queue, with no edge and no clock. Both stake everything on the live, unrepeatable, unscripted event and its strange capacity to find a form that no plan could have supplied. The wood, we shall see, is the original rehearsal room—the place one enters to be changed and from which one returns translated—and Bottom the weaver, the amateur player transfigured in the between, is the patron of every improviser who has ever trusted the unscripted moment to know more than the script.
§The anatomy in a single table
The systematic divergence may be set out at a glance. A caution is owed first, and it is not a pleasantry: to anatomise Shaw in a comparative matrix is to do to her exactly what she forbids—to freeze the river into a grid, to commit the abstraction she names as the death of relating. The table that follows is therefore offered as a deliberate heuristic violence, an Owen-shaped instrument turned, against its own nature, upon a thinker who would dissolve it back into conversation. The reader should feel its inadequacy to one of its two columns; that felt inadequacy is itself the argument. 74
| Dimension | Harrison Owen — Open Space Technology | Patricia Shaw — Complex Responsive Processes |
|---|---|---|
| Deep tradition | OwenPneumatology: the doctrine of the Spirit (ruach / pneuma / qi); the priest holding a rite. | ShawGestalt and pragmatism: figure/ground, the contact boundary, Mead’s social act. |
| Animating principle | OwenBreath / Spirit — the pneuma that blows where it wills and fills the form. | ShawForm / figure — the Gestalt that emerges from the relational ground. |
| Ontology | OwenA self-organising system, a complex adaptive whole animated by Spirit. | ShawNot a system but ongoing processes of conversational relating; no entity behind the talk. |
| Complexity science | OwenTaken as ontology: dissipative structures and the edge of chaos name real cosmic powers. | ShawTaken as analogy only, cashed out through Mead and Elias rather than physics. |
| The container | OwenA designed temenos — circle, theme, principles, marketplace, board — that holds emergence. | ShawNo container; the unbounded, edgeless flow of everyday conversation. |
| The convener | OwenHost who opens the space, speaks the principles, holds the threshold and does nothing within. | ShawParticipant from within — a difference among differences; there is no outside to stand on. |
| First gesture | OwenA rite: the circle convened, the principles pronounced, the centre vacated. | ShawA sentence: the next honest, unprotected offer, awaiting a response. |
| Time | OwenThe bounded, exceptional event; the descent of Spirit into a marked interval (epiclesis). | ShawThe unbounded living present; the here-and-now of contact; no ‘event,’ no clean ending. |
| Conflict | OwenContained: the form metabolises difference back into productive, self-selected sessions. | ShawInhabited: the un-contained conflict is the very site where power relations may shift. |
| Closure (Prägnanz) | OwenEmbraced: the day resolves into good form — action plans, the harmonious closing circle. | ShawResisted: the figure is left open; premature closure forecloses the real work. |
| Documentation | OwenThe book of proceedings, typed on the spot — the relic that the Spirit was in the room. | ShawRefused: the bullet-point ‘capture’ freezes the living river into a grid one mistakes for it. |
| Power | OwenBracketed; benign motifs foregrounded; covert alliance with the sponsors. | ShawForegrounded as Eliasian figuration; every inclusion is simultaneously an exclusion. |
| Telos | OwenRelease Spirit; high performance; transformation undergone as the work of grief. | ShawParticipate in the perpetual re-patterning; there is no end-state to arrive at. |
| Liminal kin | OwenThe consecrated wood / Faerieland / the Pentecost room — the descent of breath. | ShawThe thin place / the bottomless dream — the unmappable between that cannot be re-entered. |
Three rows are generative and the rest are consequences. The container row implies all the others: once Owen builds an enclosure and Shaw refuses one, every remaining difference follows by entailment. The animating-principle row states the deepest matter—Owen is a thinker of breath, Shaw a thinker of the form that breath would fill. And the power row is the political payload toward which the whole of the fourth movement’s critique was tending: what one practice brackets, the other refuses to let out of its sight.
The Wood, the Faerie, and the Thin Place: The Metaphysics of the Liminal
We come now to the layer beneath both practices, older than complexity science by some millennia, in which the deepest stakes of the quarrel are most visible because they are least disguised. For what Owen calls Open Space and Shaw calls the living present is, in the imagination of the species, a place—a liminal country, entered and left, in which the ordinary order is suspended and transformation occurs. The poets and mystics mapped it long before the consultants, and reading the consultants back through the poets exposes what each is really reaching for.
§The threshold: Van Gennep, Turner, and the politics of the rite
Begin with the structure of passage itself. Arnold van Gennep showed that rites of passage the world over share one tripartite shape—separation from the old state, a liminal transition betwixt and between, and incorporation into the new—and Victor Turner made the threshold (limen) his life’s study. 75 The liminal is the zone where ordinary structure is suspended, where the initiand is neither what they were nor yet what they will become, and where, stripped of status and rank, the passengers of the threshold discover communitas—that unmediated, level, intoxicating bond which the everyday hierarchy forbids. The liminal is subjunctive: a mood of might-be and as-if in which new arrangements can be played before they are real. 76 This is the anatomy of Owen’s circle exactly—separation into the cleared room, the liminal marketplace where rank is left at the door, the re-incorporation of the closing circle—and it is the anatomy of every genuine conversation in which Shaw’s participants become, for a while, something other than their roles. But Turner administers the warning the facilitators omit: the liminal is licensed by the structure that surrounds it, the rite is what the guardians of order permit and time, and communitas is a moment and not a dwelling. The wood is real; one does not get to live there; and someone always owns the gate.
§The imaginal: Corbin’s mundus imaginalis and the land of No-where
What kind of place is this threshold-country? Henry Corbin, scholar of Persian theosophy, gave the indispensable answer with his term the mundus imaginalis—the imaginal world, the ʿalam al-mithal, an order of reality between the world of the senses and the world of pure intellect, perceived neither by the body’s eye nor by abstract reason but by the active imagination. 77 Corbin’s whole insistence—and it is the hinge of this section—is that the imaginal is not the imaginary in our dismissive modern sense, not unreal fantasy, but an ontologically real intermediate world, as objective in its own order as the sensory is in its. Suhrawardī coined for its country the name Na-Koja-Abad—literally the ‘land of No-where’—and Corbin warns sternly against degrading it into ‘utopia’ in the belittling sense of a nonsense-place. It is not nowhere because it is unreal; it is No-where because it is not locatable on the map of sensory extension, being the place where the spiritual takes body and the bodily becomes spiritual. This is the precise ontological dignity that both Owen’s Open Space and Shaw’s living present quietly claim and dare not name: a real between, a threshold that is not a fiction, in which forms take on life. Eliade names the same structure in the grammar of the sacred—the hierophany or showing-forth, the axis mundi where the planes meet, the threshold as the paradoxical point of passage between modes of being. 78 The cleared circle is an attempt to manufacture an axis mundi on a Tuesday; the honest conversation is a thin place that opens without ceremony.
§The between: Eros as daimon, and the metaxu
The Greeks gave the between its sharpest name. In Plato’s Symposium, Diotima teaches that Eros is no god but a great daimon, a metaxu (μεταξύ, ‘between’), a being whose whole nature is to be intermediate, binding gods to mortals and mortals to gods, carrying the prayers up and the gifts down, so that through it ‘the whole is bound together.’ 79 Simone Weil took up the word and made of it a theology of mediation: the metaxu are the bridges—the things that are neither earth nor heaven but the passage between—and to mistake the bridge for the destination, to try to take up residence on the bridge, is a characteristic spiritual error. Here is the whole matter in one Greek word. The liminal country, the imaginal world, the Open Space, the living present—all are metaxu, and the deepest danger that haunts both Owen and Shaw, as the final movements will show, is precisely the temptation to own the between—to make of the bridge a house, of the threshold a method, of the passage a property.
§The Athenian wood: A Midsummer Night’s Dream
No one mapped the metaxu more exactly than Shakespeare, and the wood outside Athens is its supreme Western image. The lovers flee the daylight city of law and patriarchal decree—where ‘the course of true love never did run smooth’ 80—and cross into the moonlit wood, the liminal between governed by Oberon and Titania and the ‘merry wanderer of the night,’ Puck, whose Celtic ancestry the folklorists trace through the Irish Púca, the Welsh Pwcca, the Scottish pawkey. 81 In the wood identities melt and re-form—the lovers re-paired, the queen enamoured of a monster, the artisan translated—and from the confusion all return at dawn transfigured, re-incorporated into a city that can now hold the marriages it had forbidden. The wood is the liminal engine of the whole comedy: nothing is resolved in Athens; everything is resolved in the between. And at the play’s centre Theseus pronounces what may stand as the motto of this entire essay—that imagination
bodies forth / The forms of things unknown… and gives to airy nothing / A local habitation and a name.
There is the marriage of our two poles in a single sentence, four hundred years before either consultant. Airy nothing—the pneuma, the breath, the unbounded—is given a local habitation and a name—a Gestalt, a form, a bounded shape it can be known by. The poet’s imagination performs precisely the act Owen attributes to Spirit and Shaw to the emergent figure: it stands at the threshold and lets breath become form. And Shakespeare, with a wisdom neither consultant quite attains, has Bottom return from the wood unable to grid what befell him—
It shall be called Bottom’s Dream, because it hath no bottom.
§Faerieland: Spenser’s darke conceit
Spenser built the between into an entire cosmos. The Faerie Queene unfolds in Faerieland, and in the prefatory Letter to Raleigh the poet calls his method ‘a continued Allegory, or darke conceit,’ whose end is “to fashion a gentleman or noble person in vertuous and gentle discipline”—and, tellingly, he insists this is better done ‘by ensample’ than ‘by rule.’ 83 Faerieland is the otherworld in which the Redcrosse Knight becomes Holiness and Sir Guyon Temperance, in which Gloriana—‘glory,’ and Elizabeth—reigns: it is precisely not the daylight realm of statute and overview, but the allegorical between in which virtue is fashioned through trial rather than legislated by rule. 84 Spenser even imports Shakespeare’s Oberon and weds his knight to the fairy line; and the lore beneath both poets runs back, as the folklorists show, into Celtic soil—Queen Mab whose name is a Brythonic word for ‘child.’ The fashioning of a self by ensample rather than rule, in a country one must cross into: this is Owen’s formation-by-participation and Shaw’s craft of the live, unscripted situation, sung four centuries early.
§The Chinese fairy country: emptiness, transformation, and the spring one cannot find again
The Chinese imagination mapped the liminal country with unmatched subtlety, and across a vocabulary—仙 (xian, the transcendent immortal), 精 (jing, the sprite or essence), 鬼 (gui, the returning spirit)—as rich as Oberon’s court. It begins where Chinese metaphysics begins, in the first chapter of the Daodejing, with the gateway itself:
玄之又玄,眾妙之門。
Mystery upon mystery — the gateway of all wonders.
Being (有, you) and non-being (無, wu) issue, the chapter says, from a single source under two names; and what issues by itself, of its own accord, is ziran (自然, ‘self-so’)—the nearest the language comes to ‘self-organisation,’ and incomparably older and humbler than the management word, for it claims no system and credits no host. 85 The Daoist geography then fills with thresholds: the grotto-heavens and blessed lands (洞天福地, dongtian fudi), hidden paradises entered through caverns and inhabited by the immortals—a sacred topology in which one passes, through a narrow dark opening, from the ordinary world into a between where time runs otherwise. 86 Four texts open this country, and each speaks directly to our quarrel.
First, the founding dream of Chinese philosophy. Zhuangzi falls asleep and becomes a butterfly, and on waking cannot say which he is:
不知周之夢為胡蝶與,胡蝶之夢為周與?……此之謂物化。
Did Zhou dream he was the butterfly, or does the butterfly now dream it is Zhou? … This is what is called the transformation of things.
The passage closes on 物化 (wu hua), ‘the transformation of things’—and it is, exactly, self-organisation as the Daoist understood it: ceaseless metamorphosis with no controlling hand, the dissolving of the boundary between dreamer and dreamed, knower and known. 87 That the vehicle is a butterfly is no small thing for our argument: Owen’s own bestiary names the ‘butterflies’ of Open Space, the still figures around whom the generative quiet collects; and Bottom in the wood is likewise ‘translated’—化, transformed. The butterfly is the universal emblem of the metamorphic threshold, fluttering from Zhuang Zhou’s pillow to the Athenian wood to the carpet of an Open Space.
Second—and this is the keystone of the whole comparison—the dream-play that is the exact contemporary of A Midsummer Night’s Dream. Tang Xianzu’s The Peony Pavilion (1598) was written by a man who died in the same year as Shakespeare, 1616. 88 Its heroine dreams, in a garden, of a scholar she has never met; she wakes, cannot find him, and dies of the love; three years later her spirit returns and, by the force of that love, she is restored to life. Tang’s preface states the metaphysic in a sentence that could hang over this whole essay:
情不知所起,一往而深。生者可以死,死可以生。
Love arises we know not whence, and deepens without end. The living may die of it; the dead may by it be brought to life.
Here the liminal is the dream-garden in which love is born from nowhere (we know not whence—the breath that blows where it lists), and qing (情, feeling, passion) is the very pneuma that crosses the membrane between death and life. Owen’s late and much-mocked insistence that love is the generating force of all real work is, it turns out, the doctrine of a Ming dramatist: qing is the wind in the dry bones, and the garden is the thin place where it blows.
Third, the hidden commonwealth. Tao Yuanming’s ‘Peach Blossom Spring’ (421 CE) tells of a fisherman who follows a stream through a grove of blossoming peach, finds a narrow cave-mouth in the hill, squeezes through the dark—the grotto-threshold exactly—and emerges into a hidden valley of perfect peace, a commonwealth of folk who fled the world’s wars generations before and have organised their common life in untroubled ziran ever since. He stays, is feasted, departs—and though he marks the way with care,
遂迷,不復得路。
Then he lost his way, and never found the road again.
This is the deepest of all warnings to the would-be host of the between: the threshold-country admits you once, by grace and by accident, and cannot be re-entered by design. The map you make on the way out does not work on the way back. Every methodology of emergence—every User’s Guide that promises to reproduce the visitation on Tuesday for a fee—is the fisherman returning with officials and surveyors to a valley that has closed against the very intention to find it. 89 The same poet, in his most loved lines, gives the posture that does find it—not the seeking but the not-seeking:
採菊東籬下,悠然見南山。
Plucking chrysanthemums by the eastern hedge, at ease I catch sight of the southern mountain.
The mountain is seen, not sought; it gives itself to the unstriving glance. This is the paradoxical theory of change in five Chinese characters—movement comes not by straining toward the future state but by full, easeful presence to what is—and Shaw, who will not strain at the gap, is its truer heir than Owen, who builds a marketplace to summon what only the eastern hedge can give.
Fourth, the empty mountain. Wang Wei, painter-poet of Chan Buddhism, gives the between in twenty syllables:
空山不見人,但聞人語響。
Empty mountain — no one to be seen; yet the echo of human voices sounds.
The ‘empty mountain’ (空山, kōng shān) is not vacant but pregnant: kōng (空) is the Buddhist śūnyatā, emptiness as the fertile openness from which all forms arise. 90 Here, named in the seventh century, is ‘Open Space’ in its original and uncorrupted sense—not a technique to be deployed but the empty, resonant openness in which presence is felt precisely as absence, the voices heard though no one is seen. Owen reached, in the end, for the right two words and the wrong tradition; the mountain was open before he cleared the room.
And the field knows a fifth text it ought to claim. Li Bai, the ‘banished immortal,’ drinks alone and refuses to be one:
舉杯邀明月,對影成三人。
I lift my cup and invite the bright moon; facing my shadow, we have become three.
Three persons struck from one solitary body by the alchemy of the threshold: it is Mead’s social act in a wine-cup—the self that is plural, that comes to be only in relation, that finds in the gesture toward an other (the moon, the shadow) the company it could not contain alone. 91 For Li Bai is the ‘banished immortal,’ and behind him stands the whole Chinese tradition of the xian—the deathless wanderers who have crossed into the country that does not age: the Queen Mother of the West with her peaches of immortality on far Kunlun, the Eight Immortals who cross the sea each by his own strange art. 92 Yet the Chinese imagination is wise, above all, about the cost of that crossing, and its greatest poems hesitate at the threshold rather than rush it. Su Shi, gazing at the mid-autumn moon and half-minded to ride the wind up into the palace of the immortals, draws back:
我欲乘風歸去,又恐琼樓玉宇,高處不勝寒。
I would ride the wind and go home again— yet I fear the towers of jade, the rafters of jade, so high, and the cold not to be borne.
He chooses, instead, the warm and imperfect human world, rising to dance with his own clear shadow—preferring, like Shaw, the unsafe and living present to the cold perfection of the jade towers, the company of the shadow to the solitude of the height. 93 The immortal realm is real; one need not move there; and the wisest of the poets, offered the road, look hard at the cold of it and turn back to the dusk-and-dawn of mortal love. 94
And the dreamer wakes, and cannot find the dream. Li Shangyin, four centuries after Zhuangzi, folds the butterfly into the supreme Tang lyric of memory and loss, so that the emblem of transformation becomes the emblem of a beauty one can no longer locate:
莊生曉夢迷蝴蝶,望帝春心託杜鵑。
Master Zhuang, in his dawn dream, was lost among the butterflies; the king’s spring heart was given over to the cuckoo’s cry.
The butterfly that was self-organisation—物化, the transformation of things—has become here the very figure of the Peach Blossom Spring of the heart: the threshold crossed once, in a dawn dream, and never afterward refound. 95
The supreme Chinese image of the between, though, is neither a mountain nor a grotto but a bridge—and with it the Chinese metaxu is given a face. The Cowherd and the Weaver Girl, a mortal herdsman and a celestial weaver, love across the forbidden gulf and are divided by the River of Heaven, the Milky Way, suffered to meet but one night a year, when the magpies of all the world fly up and make, of their own crowded bodies, a bridge across the stars. Qin Guan sings that single meeting:
金風玉露一相逢,便勝卻人間無數。
One meeting, when the golden autumn wind and the jade dew come together, outshines unnumbered meetings of the mortal world.
Here the metaxu is made literal and unbearably moving: a bridge of living wings, flung for one night across the chasm between the human and the divine, on which alone the lovers of the two worlds may meet. It is Diotima’s daimon given a Chinese sky; it is the thin place kept as an annual festival; and it carries the lesson of this whole movement—that the meeting on the bridge is real, and brief, and may not be prolonged into a dwelling. The poem’s consolation is the consolation of the between itself: were the two hearts steadfast for ever, why need they cling to dusk and dawn? The bridge is not a house; the magpies disperse at first light; and what is given on the threshold is given precisely because it cannot be kept. 96
§The Celtic Otherworld and the thin place
The Western and the Chinese betweens meet, at last, in the Celtic Otherworld—the sídhe, the people of the mounds; Tír na nÓg, the Land of Youth across the western water; the immram, the wonder-voyage to the islands of the blest—where time runs at another rate and the returning traveller who sets foot on mortal ground crumbles at once to the dust of all his lost years. 97 Yeats gathered the lore into the modern imagination: the faeries calling the human child away ‘to the waters and the wild,’ and the wandering Aengus who glimpses a ‘glimmering girl’ who calls him by his name and fades through the brightening air—the vision that haunts a life and cannot be recaptured, the Peach Blossom Spring of the West. Burns sent Tam o’ Shanter blundering across the threshold into the witches’ revel and home again the poorer by a horse’s tail, the price of all who spy on the between uninvited. 98
Older and starker than Yeats are the Scots ballads of abduction into Faerie, which chart the threshold with a terrible precision. True Thomas, lying on Huntlie bank, is met by the Queen of Elfland on her milk-white steed and carried off for seven years; and on the way she shows him the three roads—the thorny path of righteousness, the broad road of wickedness, and a third, the ‘bonny road that winds about the ferny brae,’ which is the road to fair Elfland, neither heaven nor hell but the between that runs alongside both. 99 They wade through rivers of blood into a country where he must not speak a word, and he returns at last bearing the gift that is also a burden—‘the tongue that can never lie,’ the prophet’s word, the boon levied by the threshold on all who cross it. In ‘Tam Lin’ the traffic runs the other way: a mortal man held captive by the Queen of Faeries is redeemed from her only when Janet holds him fast at Miles Cross on Halloween night, gripping him through every shape—newt and adder, bear and lion, red-hot iron and burning coal—into which the fairy power transforms him, until he is hers, and human, again. 100 Here the lore states, in pure narrative, the deepest law of this whole movement: one may be taken into the between, and one may even be brought back from it, but only by holding fast through the transformations and never letting go—never by mapping the road and re-entering at will. The way to Elfland is shown but once; Thomas does not find it twice; and Tam Lin is won back not by method but by the wholly unmethodical courage of holding on while the beloved burns.
It is the Irish writers nearest our own day who named the thing most exactly, and whose work—being still in copyright—this essay engages by theme, image, and title rather than by quotation. John O’Donohue gave the contemporary imagination the ‘thin place’—the location where the membrane between the visible and the invisible worlds wears so thin that one may pass, or be passed through—and the anam cara, the ‘soul-friend’ of the Celtic church, the companionship that is itself a threshold; his late book of blessings is titled, with an exactness that ought to end the argument, To Bless the Space Between Us—the metaxu named outright, the between asking to be hallowed rather than mapped. For O’Donohue the landscape is the first scripture and the body the threshold of the soul; all of it belongs to a Neoplatonic Christianity of beauty that runs straight back to the metaxu. 101 And Seamus Heaney made of the Irish ground itself a door into the dark: the bog that preserves and gives up its buried dead, the descent of Digging where the pen takes up the spade’s old downward labour, the pilgrim shades of Station Island, the late and luminous turn of Seeing Things in which the ordinary goes suddenly transparent to the marvellous, and—in the very title The Spirit Level—the pun this whole essay has been chasing: the carpenter’s tool that finds the true horizontal, and the level of the spirit, the pneuma found at last in the most ordinary and grounded of instruments. In the late sonnet of the Flaggy Shore, the wind and the slate-grey lit water and the startled swans ambush a passing car and blow the heart wide open—grace sprung on an ordinary road, the thin place that arrives unbidden and cannot be returned to by appointment. The bog, the door, the level, the open road: a poetry of the threshold as patient, as earthed, and as unmethodical as Open Space is impatient, cleared, and engineered.
Wales completes the Celtic map, and crowns it with light. The Welsh Otherworld is Annwn, charted in the Mabinogion: in the First Branch the lord Pwyll and Arawn, king of Annwn, simply exchange their kingdoms for a year, the two worlds interpenetrating so quietly that no one marks the substitution—the between not across a chasm but laid silently over the everyday; and the Second Branch sets at its heart a cauldron of rebirth, into which the slain are cast at night to rise whole, though dumb, by morning—a Celtic valley of dry bones, breath poured back into broken form. 102 The shape-shifting bard Taliesin, who claims to have been already all things, is the Welsh genius of metamorphosis, brother to Bottom and to the dreaming Zhuangzi.
And it was the Welsh Marches that gave the English tongue its supreme poets of the luminous present. Henry Vaughan saw eternity, as he wrote, “like a great ring of pure and endless light,” and mourned the beloved dead as “all gone into the world of light”—the between figured not as mist but as radiance, the thin place as a ring of brightness laid over the dark. 103 Thomas Traherne remembered an infancy in which ‘the corn was orient and immortal wheat,’ the world seen aright as the very Paradise it never ceased to be—the unfallen perception that the threshold momentarily restores. 104 And nearest to us, R. S. Thomas, in ‘The Bright Field,’ watched the sun light up one small field and knew it for the pearl of great price, the treasure hidden in a field for which a man should sell all that he has; the meaning, he taught, lies neither in hurrying after a future for ever receding nor in grieving a vanished past, but in turning aside—as Moses turned aside to the burning bush—to the lit eternity that is always waiting, unregarded, in the present moment. 105 Here the whole argument of this essay finds its plainest and most devotional form: the threshold is not elsewhere, and not later. It is this field, now, suddenly lit—if only one will stop, and turn aside, and see.
§The synthesis: the oldest theory of self-organisation
Lay the maps one upon another and they register exactly. The fairy realm is the metaxu is the mundus imaginalis is the liminal threshold is Open Space is the living present: one country under many names, the real between in which breath becomes form and the ordinary order is suspended so that the new may be born. The poet’s imagination, giving to airy nothing a local habitation and a name, performs the single act that Owen ascribes to Spirit and Shaw to the emergent figure—and so unites, in the making of the poem, the pneuma and the Gestalt, the breath and the form, the qi and the xing, that the second movement of this essay found already married in the Huainanzi. The fairy lore of the species—its butterflies and its grottoes, its woods and its thin places, its banished immortals and its peoples of the mound—is humanity’s oldest and least-credited theory of self-organisation: a knowledge, carried in story for three thousand years before there was any science to envy it, that there is a country where things take their own shape, that one enters it only by a kind of surrender, and that one cannot, by any method whatever, compel it to open or refuse to let it close. The consultants rediscovered the country and, between them, forgot half of what the poets always knew: that you do not own the between, and you cannot bring the dream back whole.
Two Technologies of the Will
And so to the demystification both practitioners invite and neither survives intact. The direct challenge is put to each in turn: of any apparatus that promises to liberate, demand what it harnesses, and to whose ends. 106 Both Open Space and complex responsive processes present themselves as ways of ceasing to impose the will—of standing aside so that something truer than anyone’s design may emerge. The suspicion this essay has been sharpening is that each, in its own way, is a technology of the will that conceals its operation under the very rhetoric of release.
§Owen: the laundered will
Owen’s host ‘holds the space and does nothing within it.’ 107 But the doing-nothing is the most consequential doing in the room, for it is performed within a frame the host did not so much as mention: the sponsor’s theme, the sponsor’s invitation list, the sponsor’s budget and unspoken limits, the certainty that nothing decided in the circle will be permitted to wound the people who paid for the chairs. The will of the sponsor is not abolished; it is laundered—passed through the white light of ‘emergence’ and the warm water of ‘Spirit’ and returned, clean, as the spontaneous wish of the people. ‘Whatever happens is the only thing that could have’ absolves the frame of all responsibility for what happens within it. This is the theodicy of the fourth movement returned as politics: the most elegant concealment of a harness ever devised is to teach the harnessed to call their harness the breath of God, and to feel, as they pull, that they were never freer.
§Shaw: the privilege of the refusal, and the method of no-method
Shaw is far harder to catch, because she refuses the frame that does the laundering—and that refusal is the most honest thing in the literature. But it is not without its own shadow, and rigour requires naming it. To stay in the un-contained conflict, to forgo the safety of the container, to let the figure remain open and the anxiety unrelieved—these are postures that presuppose a security most people in most organisations do not possess. The one who can afford to dwell in unsafe, unresolved, status-stripped relating is very often the one whom the figuration of power already protects; for those whose position is precarious, the container Shaw disdains is sometimes the only thing that makes speech possible at all. Her refusal of method can be a privilege wearing the dress of a discipline. And there is a deeper trap still, the one the tenth movement set. To make of the metaxu a method—even a method of no-method, even a discipline of staying in the between—is to try to take up residence on the bridge, to own what by its nature belongs to no one. The living present can be inhabited; it cannot be administered, not even by the most scrupulous refusal to administer it. The moment ‘staying in the conversation’ hardens into a stance one sells, the anti-method has become a method, and the between has been quietly enclosed by the very person who swore never to fence it.
Neither, then, escapes the will; both are technologies of it. Owen’s conceals the will of the sponsor inside the breath of the Spirit. Shaw’s conceals the privilege of the unharassed inside the refusal of the frame, and risks enclosing the between in the act of guarding it. The difference, and it is real and it matters, is that Owen’s concealment is structural and Shaw’s is incidental—that she, at least, has the instruments to see her own shadow, where his metaphysics is precisely a machine for not seeing it. But the demystifier keeps both honest, and grants neither the innocence each claims.
The Shared Enemy and the Real Convergence
It would be a failure of justice, and of accuracy, to end on the quarrel alone, for behind it stands a genuine and important alliance. Owen and Shaw are both insurgents against the same enemy: the Cartesian-managerial subject, the disembodied planner who stands outside the world he surveys, models it as a machine, and moves it from above by design. 108 Against that fantasy of the detached engineer, both return us to participation—to the truth that we are inside the process we would change, made by the relations we are trying to remake, unable to occupy the god’s-eye point from which the managerial dream is dreamed. Both honour emergence over imposition, the live over the planned, the surplus over the blueprint. Both know that the corridor and the smoking-doorway organise more than the strategy deck. In the long insurgency against the machine-model of human affairs, they are on the same side, and it is the right side.
Their quarrel is the quarrel of allies over the thing they both love, and it reduces, in the end, to the single question with which this essay began: the status of the container. Owen believes the between can be hosted—that you can build a vessel, open it rightly, and trust the breath to descend; and he is right that something does descend, and wrong about who maintains the gradient and at whose expense the day stays safe. Shaw believes the between can only be inhabited—that there is no vessel and no outside, only the next unprotected gesture in an unbounded present; and she is right that there is no innocent balcony, and at risk of forgetting that for many the vessel is mercy, and that even her refusal can be sold. The poets, who got there first and asked no fee, hold both truths at once and add the one neither consultant will quite accept: that the country is real, and that it is not ours.
The Navigation of the Possible: Teleology, Edge, Flesh, and Being
The quarrel has all along been moving through four great philosophical registers without pausing to name them; it is time to name them, because beneath their techniques the two practices are two settlements of the same four questions. Toward what end does becoming move? — the question of teleology. How is anything known at the frontier, where the map runs out? — the question of a vanguard epistemology. How is the present actually lived, in the body, before it is theorised? — the question of phenomenology. And what, finally, is the being of the between? — the question of metaphysical ontology. To gather them is also to answer the most practical question of all, the one a field manual exists to serve: how, given such a teleology and epistemology, such a phenomenology and ontology, does one actually navigate genuine possibility, and act?
§Teleology: the end that is no end
The conventional teleologies pull the present toward a terminus given in advance—the blueprint to be realised (rationalist), the optimum to be reached, the seed unfolding into its predetermined oak (formative). Against them the Hertfordshire reading sets, after Hegel, a transformative teleology: a movement whose only end is the perpetual elaboration of itself, the future under continuous construction and the past under continuous reconstruction in one spacious living present. 109 Owen’s avowed telos—release Spirit, reach high performance, complete the work of grief—conceals a providential teleology beneath it: ‘whatever happens is the only thing that could have,’ the end already secretly secured by the benevolence of the breath. Shaw’s telos genuinely has no terminus; there is only the next step and the patterning it shifts. The Daoist named this teleology-without-a-goal three millennia ago and called it 自然 (ziran, ‘self-so’)—that which aims at nothing and therefore arrives; and the Peach Blossom Spring is its emblem, a commonwealth with no purpose one could carry out and impose, whose end is simply to be the lit valley that it is.
§A vanguard epistemology: knowing at the edge
How is anything known where the ground, in Lane and Maxfield’s phrase, is ‘formed by the exploration itself’? 110 Not from the general’s hill, by survey of a territory that lies still to be mapped, but from within the movement of participation—the scout’s knowledge, won by going first into the dark, the vanguard’s knowledge of a country that does not exist until it is entered. Shaw catches its strangest feature exactly: in unrehearsed speech people ‘discover as they speak what they scarcely realized they thought,’ so that the knowing happens in the saying and not before it—an epistemology of utterance, of the gesture whose meaning returns to its maker transformed. Corbin names the faculty proper to the between: not sense, not abstract reason, but the active imagination, the cognitive organ that perceives the imaginal as the eye perceives colour. 111 And Zhuangzi names its vertigo: at the edge, where one has just been a butterfly, the very question who is dreaming whom can no longer be settled from inside the dream. The vanguard knows forward, into the not-yet; it never knows backward, from a finished map, because at the frontier there is no map, only the next step and the nerve to take it.
§Phenomenology: the flesh of the present
The ‘living present’ is no slogan; it is a phenomenological term of art—Husserl’s lebendige Gegenwart—and the whole tradition that follows insists that the world is given first as lived, in and through the body, long before it is mapped. Merleau-Ponty makes perception an event of the lived body and binds self to world in the ‘flesh,’ the chiasm or intertwining in which seer and seen, toucher and touched, fold into one another—which is precisely the Gestalt contact boundary raised into an ontology. 112 Shaw’s practice is phenomenology in the field: the somatic register by which ‘the quality of risk and anticipation alerts my senses,’ the recalled taste of coffee and quality of light, the bodily reverberation of speech among others. And the poets give the posture that lets the lived present give itself. R. S. Thomas’s turning-aside to the lit field is a discipline of attention, not a technique of capture; Traherne’s ‘orient and immortal wheat’ is the world perceived aright; Tao Yuanming’s 悠然見南山 (‘at ease I catch sight of the southern mountain’) is the unstriving glance to which alone the mountain consents to appear. Phenomenology is the philosophy of why the threshold cannot be stormed: it can only be inhabited, and seen.
§Metaphysical ontology: the being of the between
What, then, is the between? Not a substance but a process: the ontology required here is the one Heraclitus began and Bergson and Whitehead completed, in which being is becoming, reality a tissue of events and not a warehouse of things. 113 On such an ontology Shaw’s claim is exact and not merely modest—there is no entity ‘behind’ the conversation exercising its will upon the talkers; there are only the processes of relating, and the patterns they throw up, real as a melody is real and no more locatable than a melody among its notes. Owen’s ontology, by contrast, smuggles substance back under a sacred name: the self-organising cosmos becomes a thing with a grain, a will, a Spirit. Yet the between has its own dignity of being, and Corbin is its ontologist: the mundus imaginalis is no fantasy but a real intermediate order, as Vaughan’s ‘great ring of pure and endless light’ is the metaphysical image of a present that does not pass, and the empty mountain—空山, śūnyatā—is the fertile void, the no-thing from which every form arises. The being of the between is the being of the verb, not the noun: it is real exactly as long as it is happening, and not an instant longer.
§The navigation of genuine possibilities and real practices
Draw the four together and the practical question answers itself. Given an end that is no fixed end, a knowledge won only by venturing, a present that must be lived and not surveyed, and a being that is event and not thing—one cannot navigate by prediction and control. One navigates, instead, by participation and by cultivation; one works the adjacent possible, Kauffman’s name for the genuinely new that opens, one neighbouring step at a time, only from the edge of the actual—never the whole future at once, but the next door, and the next. 114 The two field manuals are two disciplines of exactly this navigation. Owen builds a vessel and tends a gradient and waits, in disciplined stillness, for the wind; Shaw strikes the vessel and enters the flow and says the next true thing, exposed, to hear what returns. Each is a way of standing at the edge of the actual so that a real next step may disclose itself—and the difference between them is the difference, once more, of the container, and of the nerve each can bear.
The master-image of the navigation is, in the end, the poet’s, and it gathers the whole essay into a single act. To give to airy nothing a local habitation and a name is neither to predict the airy nothing nor to command it; it is to give it just enough form to be entered, and not one degree more—to build the bridge of magpies knowing it will scatter at dawn, to clear the circle knowing the breath may not come, to say the next sentence not knowing what will return. That is what it is to navigate the possible: to lay, across the gulf the planner swears can be engineered away, a structure light enough to be flung up for a single night and humble enough to be let go at first light—and to call that act, rightly, not control but courage, and not method but love.
Coda: The Unharnessable
Something is always already organising itself in the corridor and the doorway, authored by no one, arrestable by none. Owen built it a circle and called the descent Spirit. Shaw refused it a circle and called the flow the living present. The poets called it the wood, and Faerieland, and the Peach Blossom Spring one cannot find again; the Persians called it the land of No-where that is not nowhere; the Greeks called it the daimon between gods and mortals; the Chinese called it 空山—the empty mountain where no one is seen and the voices still sound—and 物化, the transformation of things, the butterfly that may be dreaming us all.
These are not competing techniques. They are the names a single intuition has worn through the long human attempt to live at peace with the fact that the most important things—meaning, love, community, the new—arrive unbidden, refuse the will, and depart when grasped at. Communitas is a moment and not a dwelling. The grotto closes behind the fisherman. The glimmering girl fades through the brightening air. Bottom’s dream has no bottom and survives no telling. The wind blows where it lists, and you hear the sound of it, and you cannot tell whence it comes or whither it goes.
The vanishing container is the name this essay has given to that last truth—to the threshold that is real while you stand in it and gone the instant you try to own it; to the between that may be entered and inhabited but never administered, hosted, captured, scheduled, or sold. Owen’s circle and Shaw’s conversation are two of the species’ more recent and more anxious attempts to dwell at that threshold without claiming to possess it—and both, in their different and instructive failures, teach the same final lesson the poets taught before there were consultants to forget it. You may clear the room, or refuse to. You may speak the principles, or only the next honest sentence. You may build the vessel, or stand in the unprotected flow. But you cannot command the breath, and you cannot keep the form it makes, and you cannot bring the dream back whole into the daylight. You can only give to airy nothing a local habitation and a name, and stand—host or participant, priest or improviser, it scarcely matters now—at the edge of the wood, and wait for the wind.
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A Note on Sources, Translation, and Copyright
The classical Chinese passages—from the Daodejing, Zhuangzi, Tang Xianzu, Tao Yuanming, Wang Wei, Li Bai, Su Shi, Qin Guan, and Li Shangyin—are quoted in the original, all of which is long out of copyright, and the English renderings accompanying them are the author’s own, made for this essay and intended to serve its argument rather than to supplant any standard scholarly translation. The same is true of the brief Greek and the transliterated Sanskrit and Arabic terms.
The English-language verse and prose quoted directly—Shakespeare, Spenser (including the Letter to Raleigh), the King James Bible, the lines of Yeats and Burns, the Scots ballads, the Mabinogion in Lady Charlotte Guest’s Victorian translation, and the Welsh-border metaphysicals Henry Vaughan and Thomas Traherne—are likewise in the public domain and may be reproduced freely. Owen’s and Shaw’s own published prose, and the formulations of Stacey, Mead, Elias, Turner, Corbin, Merleau-Ponty, Whitehead, and the others, are cited briefly and with attribution under the ordinary scholarly convention, paraphrased wherever possible and quoted only where the exact wording carries the argument.
Three bodies of recent work, central to the final movements’ mystical argument, remain in copyright and are therefore treated with deliberate care. The writings of John O’Donohue (d. 2008)—above all Anam Cara and To Bless the Space Between Us—the poetry of Seamus Heaney (d. 2013)—Door into the Dark, Seeing Things, The Spirit Level—and the poem ‘The Bright Field’ by R. S. Thomas (d. 2000) are engaged here by theme, image, coinage, and title, and characterised in the author’s own words; their verse and prose are not reproduced. This is a considered decision and not an oversight. Attribution is not a licence, and the courtesy of naming a tradition’s authors does not extend to quoting copyrighted text without permission, however apt the lines or however fully credited. The reader who wishes the words themselves—and they are worth the seeking—is directed warmly to the editions listed above, where O’Donohue’s ‘thin place,’ Heaney’s ‘door into the dark,’ and Thomas’s bright and sunlit field may be met in full, and in their proper home.